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Securities Law Research
The heavily regulated nature of the securities industry implicates some unique considerations in designing and implementing a legal research strategy. This workshop introduces students to SEC regulatory material, identifies and discusses other relevant federal and state agencies, and explains the relevance of Self-Regulatory Organizations (SROs) such as FINRA. The SEC’s publicly-traded company research platform, EDGAR, will receive significant treatment in the company research workshop.
- Date:
- Tuesday, February 28, 2017 Show more dates
- Time:
- 12:00PM - 1:00PM
- Campus:
- Westminster Law Library
- Categories:
- Certification Program